CC協(xié)議對(duì)知識(shí)傳播具有積極意義已經(jīng)無(wú)需多言，然而，CC協(xié)議作為“舶來(lái)品”，其法律問(wèn)題是法學(xué)研究領(lǐng)域的藍(lán)海，本書(shū)即通過(guò)梳理CC協(xié)議的產(chǎn)生背景、基礎(chǔ)概念、適用模式及范圍、案例模型引導(dǎo)等多種形式，為科技期刊社及相關(guān)人員普及實(shí)踐中所需的基礎(chǔ)著作權(quán)理論，希望能夠切實(shí)發(fā)揮法律對(duì)世界一流期刊建設(shè)的保障作用。
中國(guó)科協(xié)學(xué)會(huì)服務(wù)中心原為中國(guó)科協(xié)學(xué)會(huì)管理服務(wù)中心，于1991年經(jīng)中國(guó)科協(xié)黨組第九次會(huì)議研究決定正式成立。2006年，根據(jù)中國(guó)科協(xié)黨組發(fā)〔2006〕21號(hào)文件，為規(guī)范全國(guó)學(xué)會(huì)的管理與服務(wù)，中國(guó)科協(xié)學(xué)會(huì)管理中心更名為中國(guó)科協(xié)學(xué)會(huì)服務(wù)中心。中國(guó)科協(xié)學(xué)會(huì)服務(wù)中心是公益一類事業(yè)單位。主要負(fù)責(zé)中國(guó)科協(xié)所屬全國(guó)學(xué)會(huì)的聯(lián)系與服務(wù)，協(xié)助機(jī)關(guān)職能部門(mén)加強(qiáng)單位會(huì)員管理，推進(jìn)全國(guó)學(xué)會(huì)改革發(fā)展，提升學(xué)會(huì)創(chuàng)新和服務(wù)能力；為全國(guó)學(xué)會(huì)提供會(huì)員管理、年檢審核、財(cái)務(wù)審計(jì)、法律法規(guī)、政策咨詢等服務(wù)；分類指導(dǎo)全國(guó)學(xué)會(huì)開(kāi)展學(xué)術(shù)交流、科技期刊、決策咨詢、人才舉薦等業(yè)務(wù)活動(dòng)，為學(xué)會(huì)服務(wù)創(chuàng)新驅(qū)動(dòng)發(fā)展戰(zhàn)略提供支持；開(kāi)展科技社團(tuán)研究；負(fù)責(zé)直屬學(xué)會(huì)管理與服務(wù)及完成中國(guó)科協(xié)交辦的其他工作。中心內(nèi)設(shè)17個(gè)處室：辦公室、人力資源處（離退休干部辦公室）、學(xué)會(huì)組織一處、學(xué)會(huì)組織二處、宣傳教育處、學(xué)會(huì)評(píng)估處、科技服務(wù)處、學(xué)術(shù)活動(dòng)處、科技期刊發(fā)展促進(jìn)處 、科技期刊項(xiàng)目服務(wù)處、公共服務(wù)處、法律服務(wù)處、科技社團(tuán)研究所、網(wǎng)絡(luò)信息處、財(cái)務(wù)審計(jì)處、黨委辦公室、紀(jì)委辦公室。
第一章 知識(shí)共享許可協(xié)議（CC 協(xié)議）概述 ········································· 1
一、CC 協(xié)議的產(chǎn)生背景及分類 ················································ 1
（一）CC 協(xié)議的產(chǎn)生背景 ·················································· 1
（二）CC 協(xié)議的分類簡(jiǎn)介 ·················································· 4
二、CC 協(xié)議在我國(guó)的發(fā)展 ······················································ 6
（一）CC 3.0 協(xié)議中國(guó)大陸法律文本 ···································· 6
（二）CC 4.0 協(xié)議國(guó)際版 ··················································· 8
（三）我國(guó)適用CC 協(xié)議的領(lǐng)域及現(xiàn)狀 ·································· 8
第二章 CC 協(xié)議的法律問(wèn)題 ····························································· 11
一、CC 協(xié)議的法律性質(zhì) ······················································· 11
（一）歐美地區(qū)對(duì)CC 協(xié)議法律性質(zhì)的界定 ·························· 11
（二）中國(guó)法律對(duì)CC 協(xié)議法律性質(zhì)的界定 ·························· 12
二、正確適用CC 協(xié)議的法律效果··········································· 13
（一）盡力避免著作權(quán)侵權(quán)責(zé)任········································· 13
（二）區(qū)分CC 協(xié)議效果與著作權(quán)“合理使用” ···················· 17
三、錯(cuò)誤適用CC 協(xié)議的法律責(zé)任··········································· 19
（一）不享有著作權(quán)則聲明的CC 協(xié)議無(wú)效 ·························· 19
（二）未遵守CC 協(xié)議條件的后果 ······································ 20
（三）CC4.0 協(xié)議允許糾正的“寬限期” ····························· 20
（四）責(zé)任承擔(dān)時(shí)應(yīng)選擇對(duì)應(yīng)國(guó)家的法律條文 ······················ 21
第三章 CC 協(xié)議的類型及其含義 ······················································· 22
一、CC 協(xié)議的四項(xiàng)構(gòu)成要素 ················································· 22
（一）BY ····································································· 22
（二）NC ····································································· 24
（三）ND ····································································· 24
（四）SA ······································································ 25
二、CC 協(xié)議基本類型的組合 ················································· 26
（一）CC BY ································································· 26
（二）CC BYNC ···························································· 27
（三）CC BYND ···························································· 28
（四）CC BYNCND ······················································· 29
（五）CC BYSA ····························································· 30
（六）CC BYNCSA ······················································· 31
（七）CC0 協(xié)議 ······························································ 32
（八）小結(jié) ···································································· 33
三、CC 協(xié)議項(xiàng)下部分權(quán)利的保留 ············································ 34
第四章 CC 協(xié)議適用的兼容問(wèn)題 ······················································ 35
一、CC 協(xié)議與CC 協(xié)議的兼容 ··············································· 35
（一）不同作品的不同CC 協(xié)議之間的兼容問(wèn)題 ···················· 35
（二）同一CC 協(xié)議不同版本之間的兼容問(wèn)題 ······················· 39
二、CC 協(xié)議與其他開(kāi)放獲取協(xié)議的兼容問(wèn)題 ····························· 42
（一）SA 要素最低兼容性標(biāo)準(zhǔn) ·········································· 43
（二）相同方式共享許可證的兼容性評(píng)估流程 ······················· 43
（三）目前CC 協(xié)議與其他協(xié)議的兼容情況 ·························· 44
第五章 科技期刊領(lǐng)域CC 協(xié)議的實(shí)踐與示范 ······································· 48
一、科技期刊傳統(tǒng)版權(quán)模式與開(kāi)放獲取模式的區(qū)別 ····················· 48
（一）版權(quán)運(yùn)作理念 ························································ 48
（二）版權(quán)配置 ······························································ 48
（三）期刊公布版本 ························································ 49
（四）公眾可獲得性 ························································ 49
（五）出版費(fèi)用 ······························································ 50
二、DOAJ 對(duì)其收錄期刊在開(kāi)放獲取方面的要求 ························· 50
（一）在期刊版面、網(wǎng)站上做清晰、充分的說(shuō)明 ···················· 50
（二）明確選擇開(kāi)放許可協(xié)議類型 ······································ 51
（三）涉及版權(quán)的內(nèi)容 ····················································· 52
（四）對(duì)學(xué)術(shù)質(zhì)量的把控 ·················································· 52
三、海外開(kāi)放獲取平臺(tái)使用CC 協(xié)議的情況示范 ························· 53
（一）日本科學(xué)技術(shù)信息電子發(fā)布與流通系統(tǒng) ······················· 53
（二）科學(xué)在線圖書(shū)館 ····················································· 53
（三）Cogent OA 平臺(tái)······················································ 54
（四）PeerJ 平臺(tái) ····························································· 55
（五）科學(xué)研究出版社（SCIRP） ······································· 56
（六）牛津大學(xué)出版社 ····················································· 57
（七）美國(guó)科學(xué)公共圖書(shū)館 ··············································· 58
（八）施普林格自然 ························································ 59
（九）愛(ài)思唯爾 ······························································ 60
第六章 CC 協(xié)議與其他協(xié)議的比較 ···················································· 62
一、國(guó)內(nèi)發(fā)布的木蘭開(kāi)放作品許可協(xié)議 ···································· 62
二、“版佐”（copyleft）原則的開(kāi)放獲取作品許可協(xié)議 ················· 65
第七章 結(jié)語(yǔ) ················································································· 67
附錄 現(xiàn)行廣泛使用的內(nèi)容類型的開(kāi)放獲取協(xié)議文本 ······························ 68
一、CC 4.0 協(xié)議及CC 0 中文譯文 ··········································· 68
CC 協(xié)議署名4.0（CC BY 4.0）國(guó)際版 ······························· 68
CC 協(xié)議署名?相同方式共享4.0（CC BYSA 4.0）國(guó)際版 ······· 74
CC 協(xié)議署名?非商業(yè)性使用4.0（CC BYNC 4.0）國(guó)際版 ······· 80
CC 協(xié)議署名?非商業(yè)性使用?相同方式共享4.0
（CC BYNCSA 4.0）國(guó)際版 ·········································· 86
CC 協(xié)議署名?禁止演繹4.0（CC BYND 4.0）國(guó)際版 ············ 92
CC 協(xié)議署名?非商業(yè)性使用?禁止演繹4.0
（CC BYNCND 4.0）國(guó)際版 ········································· 97
CC 0 1.0 通用協(xié)議 ························································· 102
二、CC 4.0 協(xié)議及CC 0 英文原文 ·········································· 105
CC 協(xié)議署名4.0（CC BY 4.0）國(guó)際版 ······························ 105
CC 協(xié)議署名?相同方式共享4.0（CC BYSA 4.0）國(guó)際版 ······ 112
CC 協(xié)議署名?非商業(yè)性使用4.0（CC BYNC 4.0）國(guó)際版 ······ 119
CC 協(xié)議署名?非商業(yè)性使用?相同方式共享4.0
（CC BYNCSA 4.0）國(guó)際版 ········································· 126
CC 協(xié)議署名?禁止演繹4.0（CC BYND 4.0）國(guó)際版 ··········· 134
CC 協(xié)議署名?非商業(yè)性使用?禁止演繹4.0
（CC BYNCND 4.0）國(guó)際版 ········································ 140
CC 0 1.0 通用協(xié)議 ························································· 147
三、CC 3.0 協(xié)議中國(guó)大陸法律文本 ········································· 151
CC 協(xié)議署名3.0（CC BY 3.0）中國(guó)大陸法律文本 ··············· 151
CC 協(xié)議署名?相同方式共享3.0（CC BYSA 3.0）
中國(guó)大陸法律文本 ····················································· 156
CC 協(xié)議署名?非商業(yè)性使用3.0（CC BYNC 3.0）
中國(guó)大陸法律文本····················································· 162
CC 協(xié)議署名?非商業(yè)性使用?相同方式共享3.0
（CC BYNCSA 3.0）中國(guó)大陸法律文本 ························· 168
CC 協(xié)議署名?禁止演繹3.0（CC BYND 3.0）
中國(guó)大陸法律文本····················································· 174
CC 協(xié)議署名?非商業(yè)性使用?禁止演繹3.0
（CC BYNCND 3.0）中國(guó)大陸法律文本 ························ 179
四、木蘭開(kāi)放作品許可協(xié)議（第一版） ·································· 184
木蘭開(kāi)放作品許可協(xié)議 署名（第一版） ··························· 184
木蘭開(kāi)放作品許可協(xié)議 署名?專利許可（第一版） ············· 189
木蘭開(kāi)放作品許可協(xié)議 署名?相同方式共享（第一版） ······· 195
木蘭開(kāi)放作品許可協(xié)議 署名?專利許可?相同方式共享
（第一版） ······························································· 201
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